SEC Form 4 · accession 0001562180-18-003935
BOSTON BEER CO INC · SAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C James Koch
Officer — Chairman · Director · 10% Owner
Period of report
Sep 14, 2018
Accepted (ET)
Sep 14, 2018 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000949870
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A CommonF2,F3 | Sep 14, 2018 | S | 5,878 | $313.35 | D | 57,494 | D | |
| Class A CommonF4,F3 | Sep 14, 2018 | S | 2,922 | $314.30 | D | 54,572 | D | |
| Class A CommonF3 | Sep 14, 2018 | S | 1,200 | $315.00 | D | 53,372 | D | |
| Class A Common | holding | — | — | — | 23,000 | I | By Foundation managed by Reporting Person | |
| Class A Common | holding | — | — | — | 44,248 | I | By LLC managed by spouse | |
| Class A Common | holding | — | — | — | 3,656 | I | By spouse as custodian for children under UGTMA | |
| Class A Common | holding | — | — | — | 2,532 | I | By spouse in trust for children | |
| Class A Common | holding | — | — | — | 5,000 | I | By Trust as Trustee | |
| Class A Common | holding | — | — | — | 23,486 | I | Custodian for children under UGTMA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 13, 2018.
- F2The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 5,878 shares is from $312.95 to $313.90. The Reporting Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F3The shares reported include 654 shares of restricted stock subject to vesting conditions.
- F4The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 2,922 shares is from $313.95 to $314.80. The Reporting Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.