SEC Form 4 · accession 0001562180-18-003929
BOSTON BEER CO INC · SAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C James Koch
Officer — Chairman · Director · 10% Owner
Period of report
Sep 13, 2018
Accepted (ET)
Sep 13, 2018 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000949870
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A CommonF2,F3 | Sep 13, 2018 | S | 1,279 | $314.94 | D | 72,093 | D | |
| Class A CommonF4,F3 | Sep 13, 2018 | S | 400 | $316.09 | D | 71,693 | D | |
| Class A CommonF5,F3 | Sep 13, 2018 | S | 4,096 | $317.60 | D | 67,597 | D | |
| Class A CommonF6,F3 | Sep 13, 2018 | S | 1,220 | $318.12 | D | 66,377 | D | |
| Class A CommonF7,F3 | Sep 13, 2018 | S | 3,005 | $322.31 | D | 63,372 | D | |
| Class A Common | holding | — | — | — | 23,000 | I | By Foundation managed by Reporting Person | |
| Class A Common | holding | — | — | — | 44,248 | I | By LLC managed by spouse | |
| Class A Common | holding | — | — | — | 3,656 | I | By spouse as custodian for children under UGTMA | |
| Class A Common | holding | — | — | — | 2,532 | I | By spouse in trust for children | |
| Class A Common | holding | — | — | — | 5,000 | I | By Trust as Trustee | |
| Class A Common | holding | — | — | — | 23,486 | I | Custodian for children under UGTMA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 13, 2018.
- F2The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 1,279 shares is from $314.35 to $315.13. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F3The shares reported include 654 shares of restricted stock subject to vesting conditions.
- F4The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 400 shares is from $316.00 to $316.35. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F5The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 4,096 shares is from $317.00 to $317.95. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F6The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 1,220 shares is from $318.00 to $318.60. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F7The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 3,005 shares is from $322.00 to $322.85. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.