SEC Form 4 · accession 0001140361-17-022321
BOSTON BEER CO INC · SAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Burwick
Director
Period of report
May 24, 2017
Accepted (ET)
May 25, 2017 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000949870
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common | May 24, 2017 | M | 5,000 | $38.56 | A | 6,094 | D | |
| Class A CommonF2 | May 24, 2017 | S | 1,400 | $143.00 | D | 4,694 | D | |
| Class A CommonF3 | May 24, 2017 | S | 1,800 | $143.80 | D | 2,894 | D | |
| Class A CommonF4 | May 24, 2017 | S | 1,800 | $144.97 | D | 1,094 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Option | $38.56 | May 24, 2017 | M | 5,000 | D | May 31, 2007 | May 31, 2017 | Class A Common | 5,000 | 0 | D |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 31, 2016.
- F2The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 1,400 shares is from $142.35 to $143.25. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F3The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 1,800 shares is from $143.35 to $144.30. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F4The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 1,800 shares is from $144.40 to $145.20. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.