SEC Form 4 · accession 0001140361-17-016444
BOSTON BEER CO INC · SAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C James Koch
Officer — Chairman · Director · 10% Owner
Period of report
Apr 20, 2017
Accepted (ET)
Apr 21, 2017 · 5:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000949870
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A CommonF2 | Apr 20, 2017 | S | 200 | $137.65 | D | 47,300 | D | |
| Class A CommonF3 | Apr 20, 2017 | S | 6,325 | $138.81 | D | 40,975 | D | |
| Class A CommonF4 | Apr 20, 2017 | S | 912 | $139.78 | D | 40,063 | D | |
| Class A Common | Apr 20, 2017 | S | 63 | $141.00 | D | 40,000 | D | |
| Class A Common | holding | — | — | — | 44,248 | I | By LLC managed by spouse | |
| Class A Common | holding | — | — | — | 23,486 | I | Custodian for children under UGTMA | |
| Class A Common | holding | — | — | — | 5,000 | I | By Trust as Trustee | |
| Class A Common | holding | — | — | — | 3,656 | I | By spouse as custodian for children under UGTMA | |
| Class A Common | holding | — | — | — | 2,532 | I | By spouse in trust for children | |
| Class A Common | holding | — | — | — | 2,000 | I | By Foundation managed by Reporting Person |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported in these rows were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 10, 2017.
- F2The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 200 shares is from $137.35 to $137.95. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F3The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 6,325 shares is from $138.40 to $139.35. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F4The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 912 shares is from $139.40 to $140.00. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.