SEC Form 4 · accession 0001140361-17-015848
BOSTON BEER CO INC · SAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C James Koch
Officer — Chairman · Director · 10% Owner
Period of report
Apr 12, 2017
Accepted (ET)
Apr 14, 2017 · 11:44 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000949870
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A CommonF2 | Apr 12, 2017 | S | 1,946 | $138.67 | D | 83,054 | D | |
| Class A CommonF3 | Apr 12, 2017 | S | 4,255 | $139.45 | D | 78,799 | D | |
| Class A CommonF4 | Apr 12, 2017 | S | 1,136 | $140.48 | D | 77,663 | D | |
| Class A CommonF5 | Apr 12, 2017 | S | 163 | $141.14 | D | 77,500 | D | |
| Class A Common | holding | — | — | — | 44,248 | I | By LLC managed by spouse | |
| Class A Common | holding | — | — | — | 23,486 | I | Custodian for children under UGTMA | |
| Class A Common | holding | — | — | — | 5,000 | I | By Trust as Trustee | |
| Class A Common | holding | — | — | — | 3,656 | I | By spouse as custodian for children under UGTMA | |
| Class A Common | holding | — | — | — | 2,532 | I | By spouse in trust for children | |
| Class A Common | holding | — | — | — | 2,000 | I | By Foundation managed by Reporting Person |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported in these rows were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 10, 2017.
- F2The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 1,946 shares is from $137.95 to $138.85. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F3The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 4,255 shares is from $138.95 to $139.90. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F4The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 1,136 shares is from $140.10 to $141.00. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F5The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 163 shares is from $141.10 to $141.20. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.