SEC Form 4 · accession 0001140361-17-011753
BOSTON BEER CO INC · SAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C James Koch
Officer — Chairman · Director · 10% Owner
Period of report
Mar 10, 2017
Accepted (ET)
Mar 13, 2017 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000949870
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A CommonF1 | Mar 10, 2017 | S | 3,484 | $146.75 | D | 102,516 | D | |
| Class A CommonF2 | Mar 10, 2017 | S | 630 | $148.25 | D | 101,886 | D | |
| Class A CommonF3 | Mar 10, 2017 | S | 735 | $149.10 | D | 101,151 | D | |
| Class A CommonF4 | Mar 10, 2017 | S | 1,100 | $151.92 | D | 100,051 | D | |
| Class A Common | Mar 10, 2017 | S | 51 | $152.70 | D | 100,000 | D | |
| Class A CommonF5 | Mar 10, 2017 | S | 2,468 | $146.80 | D | 6,032 | I | By Foundation managed by Reporting Person |
| Class A CommonF6 | Mar 10, 2017 | S | 400 | $147.68 | D | 5,632 | I | By Foundation managed by Reporting Person |
| Class A CommonF7 | Mar 10, 2017 | S | 2,288 | $149.14 | D | 3,344 | I | By Foundation managed by Reporting Person |
| Class A CommonF8 | Mar 10, 2017 | S | 424 | $149.69 | D | 2,920 | I | By Foundation managed by Reporting Person |
| Class A CommonF9 | Mar 10, 2017 | S | 820 | $151.82 | D | 2,100 | I | By Foundation managed by Reporting Person |
| Class A Common | Mar 10, 2017 | S | 100 | $152.55 | D | 2,000 | I | By Foundation managed by Reporting Person |
| Class A Common | holding | — | — | — | 44,248 | I | By LLC managed by spouse | |
| Class A Common | holding | — | — | — | 23,486 | I | Custodian for children under UGTMA | |
| Class A Common | holding | — | — | — | 5,000 | I | By Trust as Trustee | |
| Class A Common | holding | — | — | — | 3,656 | I | By spouse as custodian for children under UGTMA | |
| Class A Common | holding | — | — | — | 2,532 | I | By spouse in trust for children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 3,484 shares is from $146.38 to $147.30. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F2The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 630 shares is from $147.65 to $148.55. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F3The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 735 shares is from $148.85 to $149.75. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F4The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 1,100 shares is from $151.35 to $152.20. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F5The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 2,468 shares is from $146.45 to $147.40. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F6The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 400 shares is from $147.45 to $147.95. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F7The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 2,288 shares is from $148.50 to $149.45. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F8The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 424 shares is from $149.50 to $149.80. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F9The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 820 shares is from $151.50 to $152.20. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.