SEC Form 4 · accession 0001140361-17-011581
BOSTON BEER CO INC · SAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C James Koch
Officer — Chairman · Director · 10% Owner
Period of report
Mar 9, 2017
Accepted (ET)
Mar 10, 2017 · 2:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000949870
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A CommonF1 | Mar 9, 2017 | S | 5,467 | $151.56 | D | 7,033 | D | |
| Class A CommonF2 | Mar 9, 2017 | S | 878 | $152.27 | D | 6,155 | D | |
| Class A Common | Mar 9, 2017 | S | 155 | $153.00 | D | 6,000 | D | |
| Class A CommonF3 | Mar 9, 2017 | C | 100,000 | — | A | 106,000 | D | |
| Class A CommonF4 | Mar 9, 2017 | S | 5,690 | $151.59 | D | 10,000 | I | By Foundation managed by Reporting Person |
| Class A CommonF5 | Mar 9, 2017 | S | 1,300 | $152.40 | D | 8,700 | I | By Foundation managed by Reporting Person |
| Class A Common | Mar 9, 2017 | S | 200 | $152.95 | D | 8,500 | I | By Foundation managed by Reporting Person |
| Class A Common | holding | — | — | — | 44,248 | I | By LLC managed by spouse | |
| Class A Common | holding | — | — | — | 23,486 | I | Custodian for children under UGTMA | |
| Class A Common | holding | — | — | — | 5,000 | I | By Trust as Trustee | |
| Class A Common | holding | — | — | — | 3,656 | I | By spouse as custodian for children under UGTMA | |
| Class A Common | holding | — | — | — | 2,532 | I | By spouse in trust for children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 5,467 shares is from $150.95 to $151.90. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F2The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 878 shares is from $151.95 to $152.90. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F3The Reporting Person converted 100,000 shares of Class B Common Stock, resulting in the acquisition of 100,000 shares of Class A Common Stock. The Class B Common Stock is convertible into Class A Common Stock at any time on a one-for-one basis, and has no expiration date.
- F4The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 5,690 shares is from $150.90 to $151.85. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F5The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 1,300 shares is from $151.90 to $152.80. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.