SEC Form 4 · accession 0001140361-17-011580
BOSTON BEER CO INC · SAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cynthia A Fisher
Director
Period of report
Mar 9, 2017
Accepted (ET)
Mar 10, 2017 · 2:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000949870
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A CommonF2 | Mar 9, 2017 | S | 5,690 | $151.59 | D | 10,000 | I | By Foundation managed by Reporting Person's Spouse |
| Class A CommonF3 | Mar 9, 2017 | S | 1,300 | $152.40 | D | 8,700 | I | By Foundation managed by Reporting Person's Spouse |
| Class A Common | Mar 9, 2017 | S | 200 | $152.95 | D | 8,500 | I | By Foundation managed by Reporting Person's Spouse |
| Class A CommonF4 | holding | — | — | — | 27,437 | I | By LLC managed by Reporting Person | |
| Class A Common | holding | — | — | — | 23,486 | I | By spouse as custodian for children under UGTMA | |
| Class A Common | holding | — | — | — | 3,656 | I | Custodian for children under UGTMA | |
| Class A Common | holding | — | — | — | 2,532 | I | As trustee in trust for children | |
| Class A CommonF5 | holding | — | — | — | 44,248 | I | By LLC managed by Reporting Person |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares are held by a Foundation managed by the Reporting Person's Spouse. The Reporting Person serves on the Board of Directors of the Foundation, but expressly disclaims beneficial ownership of the shares.
- F2The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 5,690 shares is from $150.90 to $151.85. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F3The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 1,300 shares is from $151.90 to $152.80. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F4The shares are held by West Summit Grand LLC, a limited liability company managed by the Reporting Person. The Reporting Person expressly disclaims beneficial ownership of the securities except to the extent of her pecuniary interest therein.
- F5The shares are held by an LLC managed by the Reporting Person and owned by Trusts established for the benefit of the Reporting Person's children and the Reporting Person's spouse's children. The Reporting Person is the Trustee or Co-Trustee for each Trust.