SEC Form 4 · accession 0001140361-17-011207
BOSTON BEER CO INC · SAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C James Koch
Officer — Chairman · Director · 10% Owner
Period of report
Mar 8, 2017
Accepted (ET)
Mar 9, 2017 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000949870
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A CommonF1 | Mar 8, 2017 | S | 3,867 | $153.89 | D | 15,133 | D | |
| Class A CommonF2 | Mar 8, 2017 | S | 2,633 | $154.88 | D | 12,500 | D | |
| Class A CommonF3 | Mar 8, 2017 | S | 5,900 | $153.99 | D | 16,100 | I | By Foundation managed by Reporting Person |
| Class A CommonF4 | Mar 8, 2017 | S | 410 | $154.76 | D | 15,690 | I | By Foundation managed by Reporting Person |
| Class A Common | holding | — | — | — | 44,248 | I | By LLC managed by spouse | |
| Class A Common | holding | — | — | — | 23,486 | I | Custodian for children under UGTMA | |
| Class A Common | holding | — | — | — | 5,000 | I | By Trust as Trustee | |
| Class A Common | holding | — | — | — | 3,656 | I | By spouse as custodian for children under UGTMA | |
| Class A Common | holding | — | — | — | 2,532 | I | By spouse in trust for children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 3,867 shares is from $153.50 to $154.40. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F2The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 2,633 shares is from $154.50 to $154.45. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F3The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 5,900 shares is from $153.55 to $154.50. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F4The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 410 shares is from $154.65 to $154.85. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.