SEC Form 4/A · accession 0001140361-17-001223
BOSTON BEER CO INC · SAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Tara L. Heath
Officer — Vice President, Legal
Period of report
Jan 3, 2017
Accepted (ET)
Jan 9, 2017 · 4:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000949870
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A CommonF2,F6 | Jan 3, 2017 | S | 10 | $168.15 | D | 1,233 | D | |
| Class A CommonF3,F6 | Jan 3, 2017 | S | 4 | $169.22 | D | 1,229 | D | |
| Class A CommonF4,F6 | Jan 3, 2017 | S | 21 | $170.32 | D | 1,208 | D | |
| Class A CommonF5,F6 | Jan 3, 2017 | S | 4 | $171.04 | D | 1,204 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 7, 2016.
- F2The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 10 shares is from $167.75 to $168.60. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F3The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 4 shares is from $168.80 to $169.40. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F4The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 21 shares is from $169.90 to $170.85. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F5The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 4 shares is from $170.90 to $171.50. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F6The shares reported include 624 shares of restricted stock subject to vesting conditions.