SEC Form 4 · accession 0001140361-16-090155
BOSTON BEER CO INC · SAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C James Koch
Officer — Chairman · Director · 10% Owner
Period of report
Dec 16, 2016
Accepted (ET)
Dec 19, 2016 · 9:31 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000949870
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A CommonF2 | Dec 16, 2016 | S | 1,100 | $165.19 | D | 34,400 | D | |
| Class A CommonF3 | Dec 16, 2016 | S | 900 | $165.97 | D | 33,500 | D | |
| Class A CommonF4 | Dec 16, 2016 | S | 1,000 | $167.39 | D | 32,500 | D | |
| Class A CommonF5 | Dec 16, 2016 | S | 1,301 | $168.52 | D | 31,199 | D | |
| Class A CommonF6 | Dec 16, 2016 | S | 3,664 | $169.11 | D | 27,535 | D | |
| Class A CommonF7 | Dec 16, 2016 | S | 2,035 | $170.30 | D | 25,500 | D | |
| Class A Common | holding | — | — | — | 44,248 | I | By LLC managed by spouse | |
| Class A Common | holding | — | — | — | 23,486 | I | Custodian for children under UGTMA | |
| Class A Common | holding | — | — | — | 22,000 | I | By Foundation managed by Reporting Person | |
| Class A Common | holding | — | — | — | 5,000 | I | By Trust as Trustee | |
| Class A Common | holding | — | — | — | 3,656 | I | By spouse as custodian for children under UGTMA | |
| Class A Common | holding | — | — | — | 2,532 | I | By spouse in trust for children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 7, 2016.
- F2The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 1,100 shares is from $164.75 to $165.50. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F3The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 900 shares is from $165.75 to $166.55. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F4The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 1,000 shares is from $166.85 to $167.75. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F5The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 1,301 shares is from $167.90 to $168.85. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F6The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 3,664 shares is from $168.90 to $169.55. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F7The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 2,035 shares is from $169.95 to $170.53. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.