SEC Form 4 · accession 0001140361-16-089534
BOSTON BEER CO INC · SAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C James Koch
Officer — Chairman · Director · 10% Owner
Period of report
Dec 12, 2016
Accepted (ET)
Dec 13, 2016 · 4:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000949870
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A CommonF2 | Dec 12, 2016 | S | 1,600 | $168.40 | D | 93,900 | D | |
| Class A CommonF3 | Dec 12, 2016 | S | 1,300 | $169.52 | D | 92,600 | D | |
| Class A CommonF4 | Dec 12, 2016 | S | 5,009 | $170.74 | D | 87,591 | D | |
| Class A CommonF5 | Dec 12, 2016 | S | 4,673 | $171.56 | D | 82,918 | D | |
| Class A CommonF6 | Dec 12, 2016 | S | 1,418 | $172.46 | D | 81,500 | D | |
| Class A Common | Dec 12, 2016 | S | 1,000 | $173.50 | D | 80,500 | D | |
| Class A Common | holding | — | — | — | 44,248 | I | By LLC managed by spouse | |
| Class A Common | holding | — | — | — | 23,486 | I | Custodian for children under UGTMA | |
| Class A Common | holding | — | — | — | 22,000 | I | By Foundation managed by Reporting Person | |
| Class A Common | holding | — | — | — | 5,000 | I | By Trust as Trustee | |
| Class A Common | holding | — | — | — | 3,656 | I | By spouse as custodian for children under UGTMA | |
| Class A Common | holding | — | — | — | 2,532 | I | By spouse in trust for children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 7, 2016.
- F2The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 1,600 shares is from $168.00 to $168.90. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F3The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 1,300 shares is from $169.00 to $169.90. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F4The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 5,009 shares is from $170.10 to $171.05. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F5The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 4,673 shares is from $171.10 to $172.05. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F6The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 1,418 shares is from $172.15 to $173.10. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.