SEC Form 4 · accession 0001140361-16-083532
BOSTON BEER CO INC · SAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan N. Potter
Officer — Chief Marketing Officer
Period of report
Oct 25, 2016
Accepted (ET)
Oct 25, 2016 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000949870
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A CommonF1 | Oct 25, 2016 | A | 3,631 | $0.00 | A | 3,631 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock OptionF2 | $165.20 | Oct 25, 2016 | A | 35,378 | A | Oct 25, 2019 | Oct 25, 2026 | Class A Common Stock | 35,378 | 35,378 | D |
Explanation of responses
- F1The shares reported comprise of 3,631 shares of restricted stock subject to vesting conditions, all of which were granted as a restricted stock award on the transaction date pursuant to the Issuer's Employee Equity Incentive Plan. The shares will vest in three installments, on October 25 in the years 2017 through 2019, provided that the Reporting Person remains employed by the Issuer on the applicable vesting dates.
- F2The option will vest in five installments, on October 25 in the years 2019 through 2023, provided that the Reporting Person remains employed by the Issuer on the applicable vesting date