SEC Form 4 · accession 0001140361-16-065217
BOSTON BEER CO INC · SAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Burwick
Director
Period of report
May 12, 2016
Accepted (ET)
May 13, 2016 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000949870
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common | May 12, 2016 | M | 5,000 | $26.425 | A | 6,094 | D | |
| Class A CommonF2 | May 12, 2016 | S | 1,446 | $152.22 | D | 4,648 | D | |
| Class A CommonF3 | May 12, 2016 | S | 2,554 | $153.37 | D | 2,094 | D | |
| Class A CommonF4 | May 12, 2016 | S | 1,000 | $154.21 | D | 1,094 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Option | $26.245 | May 12, 2016 | M | 5,000 | D | May 22, 2006 | May 23, 2016 | Class A Common | 5,000 | 0 | D |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2015.
- F2The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 1,446 shares is from $151.85 to $152.83. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F3The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 2,554 shares is from $152.89 to $153.69. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F4The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 1,000 shares is from $153.94 to $154.50. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.