SEC Form 4 · accession 0001140361-15-045282
BOSTON BEER CO INC · SAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C James Koch
Officer — Chairman · Director · 10% Owner
Period of report
Dec 21, 2015
Accepted (ET)
Dec 22, 2015 · 11:02 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000949870
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A CommonF2 | Dec 21, 2015 | S | 2,750 | $204.00 | D | 22,682 | D | |
| Class A CommonF3 | Dec 21, 2015 | S | 1,550 | $206.30 | D | 21,132 | D | |
| Class A Common | Dec 21, 2015 | S | 700 | $207.00 | D | 20,432 | D | |
| Class A Common | holding | — | — | — | 44,248 | I | By LLC managed by spouse | |
| Class A Common | holding | — | — | — | 23,486 | I | Custodian for children under UGTMA | |
| Class A Common | holding | — | — | — | 5,000 | I | By Trust as Trustee | |
| Class A Common | holding | — | — | — | 3,656 | I | By spouse as custodian for children under UGTMA | |
| Class A Common | holding | — | — | — | 2,532 | I | By spouse in trust for children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 16, 2015.
- F2The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 2,750 shares is from $203.75 to $204.46. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F3The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 1,550 shares is from $206.00 to $206.55. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.