SEC Form 4 · accession 0001140361-15-044241
BOSTON BEER CO INC · SAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin F Roper
Officer — President and C.E.O. · Director
Period of report
Dec 10, 2015
Accepted (ET)
Dec 11, 2015 · 9:39 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000949870
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common | Dec 10, 2015 | M | 1,600 | $43.55 | A | 2,630 | D | |
| Class A CommonF2 | Dec 10, 2015 | S | 1,600 | $220.01 | D | 1,030 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Option | $43.55 | Dec 10, 2015 | M | 1,600 | D | Aug 13, 2013 | Aug 11, 2017 | Class A Common | 180,000 | 178,400 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 9, 2015.
- F2The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 1,600 shares is from $220.00 to $220.20. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.