SEC Form 4 · accession 0001140361-15-043789
BOSTON BEER CO INC · SAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C James Koch
Officer — Chairman · Director · 10% Owner
Period of report
Nov 11, 2015
Accepted (ET)
Dec 7, 2015 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000949870
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A CommonF1,F2 | Nov 11, 2015 | S | 1,360 | $208.43 | D | 67,072 | D | |
| Class A CommonF3 | Nov 11, 2015 | S | 7,014 | $209.43 | D | 60,058 | D | |
| Class A CommonF4 | Nov 11, 2015 | S | 3,636 | $210.05 | D | 56,432 | D | |
| Class A Common | holding | — | — | — | 44,248 | I | By LLC managed by spouse | |
| Class A Common | holding | — | — | — | 23,486 | I | Custodian for children under UGTMA | |
| Class A Common | holding | — | — | — | 5,000 | I | By Trust as Trustee | |
| Class A Common | holding | — | — | — | 3,656 | I | By spouse as custodian for children under UGTMA | |
| Class A Common | holding | — | — | — | 2,532 | I | By spouse in trust for children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 4 is being filed late due to an administrative oversight, which will be disclosed in the Company's 2016 Proxy Statement. The three Form 4s filed by the Issuer on November 12-16 remain accurate.
- F2The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 1,360 shares is from $207.85 to $208.83. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F3The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 7,014 shares is from $208.89 to $209.87. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F4The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 3,626 shares is from $209.90 to $210.40. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.