SEC Form 4 · accession 0001140361-15-040078
BOSTON BEER CO INC · SAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C James Koch
Officer — Chairman · Director · 10% Owner
Period of report
Nov 6, 2015
Accepted (ET)
Nov 9, 2015 · 9:01 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000949870
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A CommonF1 | Nov 6, 2015 | S | 1,200 | $204.57 | D | 101,232 | D | |
| Class A CommonF2 | Nov 6, 2015 | S | 400 | $206.18 | D | 100,832 | D | |
| Class A CommonF3 | Nov 6, 2015 | S | 2,100 | $207.70 | D | 98,732 | D | |
| Class A CommonF4 | Nov 6, 2015 | S | 3,000 | $209.42 | D | 95,732 | D | |
| Class A CommonF5 | Nov 6, 2015 | S | 2,300 | $210.20 | D | 93,432 | D | |
| Class A CommonF6 | Nov 6, 2015 | S | 1,500 | $211.17 | D | 91,932 | D | |
| Class A Common | Nov 6, 2015 | S | 500 | $212.00 | D | 91,432 | D | |
| Class A Common | holding | — | — | — | 44,248 | I | By LLC managed by spouse | |
| Class A Common | holding | — | — | — | 23,486 | I | Custodian for children under UGTMA | |
| Class A Common | holding | — | — | — | 5,000 | I | By Trust as Trustee | |
| Class A Common | holding | — | — | — | 3,656 | I | By spouse as custodian for children under UGTMA | |
| Class A Common | holding | — | — | — | 2,532 | I | By spouse in trust for children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 1,200 shares is from $204.18 to $205.11. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F2The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 400 shares is from $206.00 to $206.70. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F3The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 2,100 shares is from $207.10 o $208.02. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F4The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 3,000 shares is from $209.00 to $209.98. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F5The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 2,300 shares is from $210.00 to $210.88. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F6The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 1,500 shares is from $211.00 to $211.50. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.