SEC Form 4 · accession 0001140361-15-030177
BOSTON BEER CO INC · SAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert P Pagano
Officer — V.P. of Brand Development
Period of report
Mar 6, 2015
Accepted (ET)
Aug 6, 2015 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000949870
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common | Mar 6, 2015 | M | 1,000 | $86.78 | A | 1,000 | D | |
| Class A CommonF2 | Mar 6, 2015 | S | 1,000 | $258.05 | D | 0 | D | |
| Class A Common | Aug 5, 2015 | M | 2,000 | $86.78 | A | 2,000 | D | |
| Class A CommonF3 | Aug 5, 2015 | S | 1,500 | $232.59 | D | 500 | D | |
| Class A CommonF4 | Aug 5, 2015 | S | 500 | $234.84 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F5 | $86.78 | Mar 6, 2015 | M | 1,000 | D | Mar 11, 2014 | Mar 10, 2021 | Class A Common | 40,000 | 3,928 | D |
| Stock Option (Right to Buy)F5 | $86.78 | Aug 5, 2015 | M | 2,000 | D | Mar 11, 2014 | Mar 10, 2021 | Class A Common | 40,000 | 12,828 | D |
Explanation of responses
- F1These transactions are being reported late due to an administrative oversight.
- F2The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 1,000 shares is from $258.00 to $258.05. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F3The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 1,500 shares is from $232.06 to $233.00. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F4The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 500 shares is from $234.61 to $235.00. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F5The Reporting Person had 13,000 shares vest on 3/11/2014 and 13,000 shares vest on 3/11/2015. Provided the Reporting Person is employed by the Company as a full-time employee at the time of vesting, 14,000 shares will vest on 3/11/2016.