SEC Form 4 · accession 0001140361-15-024600
BOSTON BEER CO INC · SAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C James Koch
Officer — Chairman · Director · 10% Owner
Period of report
Jun 16, 2015
Accepted (ET)
Jun 17, 2015 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000949870
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A CommonF2 | Jun 16, 2015 | S | 806 | $247.00 | D | 136,326 | D | |
| Class A CommonF3 | Jun 16, 2015 | S | 97 | $247.76 | D | 136,229 | D | |
| Class A CommonF4 | Jun 16, 2015 | S | 767 | $249.01 | D | 135,462 | D | |
| Class A CommonF5 | Jun 16, 2015 | S | 619 | $250.13 | D | 134,843 | D | |
| Class A CommonF6 | Jun 16, 2015 | S | 1,322 | $251.24 | D | 133,521 | D | |
| Class A CommonF7 | Jun 16, 2015 | S | 955 | $252.16 | D | 132,566 | D | |
| Class A CommonF8 | Jun 16, 2015 | S | 434 | $253.08 | D | 132,132 | D | |
| Class A Common | holding | — | — | — | 44,248 | I | By LLC managed by spouse | |
| Class A Common | holding | — | — | — | 23,486 | I | Custodian for children under UGTMA | |
| Class A Common | holding | — | — | — | 2,532 | I | By spouse in trust for children | |
| Class A Common | holding | — | — | — | 5,000 | I | By Trust as Trustee | |
| Class A Common | holding | — | — | — | 3,656 | I | By spouse as custodian for children under UGTMA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b-51 trading plan adopted by the Reporting Person on May 13, 2015.
- F2The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 806 shares is from $246.34 to $247.00. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F3The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 97 shares is from $247.35 to $248.31. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F4The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 767 shares is from $248.35 to $249.33. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F5The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 619 shares is from $249.80 to $250.74. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F6The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 1,322 shares is from $250.89 to $251.88. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F7The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 955 shares is from $251.89 to $252.60. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F8The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 434 shares is from $252.90 to $253.66. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.