SEC Form 4 · accession 0001140361-15-011628
BOSTON BEER CO INC · SAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen H Wade
Officer — VP - Legal and Secretary
Period of report
Mar 11, 2015
Accepted (ET)
Mar 13, 2015 · 8:19 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000949870
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A CommonF1 | Mar 11, 2015 | M | 540 | $46.60 | A | 11,256 | D | |
| Class A CommonF2 | Mar 11, 2015 | S | 540 | $260.02 | A | 10,716 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock OptionF3 | $46.60 | Mar 11, 2015 | M | 540 | D | Mar 1, 2011 | Dec 31, 2019 | Class A Common | 2,700 | 0 | D |
Explanation of responses
- F1The shares reported include 949 shares of restricted stock subject to vesting conditions.
- F2The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 540 shares is from $260.00 to $260.09. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.
- F3On 01/01/2010, the Issuer granted the Reporting Person a contingent vesting option of 2,700 shares of Class A Common Stock. The option vested in five equal installments: The first on 03/01/2011 and the last on 01/01/2015.