SEC Form 4 · accession 0001140361-15-002822
BOSTON BEER CO INC · SAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cynthia A Fisher
Director
Period of report
Jan 23, 2015
Accepted (ET)
Jan 27, 2015 · 12:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000949870
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common | Jan 23, 2015 | G | 135,000 | $0.00 | D | 0 | I | In trust under GRAT |
| Class A CommonF2 | holding | — | — | — | 27,437 | I | By LLC managed by Reporting Person | |
| Class A Common | holding | — | — | — | 23,486 | I | By spouse as custodian for children under UGTMA | |
| Class A Common | holding | — | — | — | 3,656 | I | Custodian for children under UGTMA | |
| Class A Common | holding | — | — | — | 2,532 | I | As trustee in trust for children | |
| Class A CommonF3 | holding | — | — | — | 44,248 | I | By LLC managed by Reporting Person |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person transferred 135,000 shares of Class A Common Stock, previously held by her as trustee of a grantor retained annuity trust, to her spouse's direct ownership. These 135,000 shares were previously reported as indirect holdings on the Reporting Person's Form 4 filings.
- F2The shares are held by West Summit Grand LLC, a limited liability company managed by the Reporting Person. The Reporting Person expressly disclaims beneficial ownership of the securities except to the extent of her pecuniary interest therein.
- F3The shares are held by an LLC managed by the Reporting Person and owned by Trusts established for the benefit of the Reporting Person's children and the Reporting Person's spouse's children. The Reporting Person is the Trustee or Co-Trustee for each Trust.