SEC Form 4 · accession 0001140361-15-002164
BOSTON BEER CO INC · SAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen H Wade
Officer — VP - Legal and Secretary
Period of report
Jan 16, 2015
Accepted (ET)
Jan 20, 2015 · 4:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000949870
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A CommonF2 | Jan 16, 2015 | A | 100 | $173.72 | A | 10,716 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were purchased pursuant to the Issuer's Employee Equity Incentive Plan on January 16, 2015, with an effective grant date of January 1, 2015. Under this plan, tenured employees may purchase restricted shares at a discounted price. These restricted shares vest one year from the grant date, provided that the Reporting Person remains employed by the Issuer as of the applicable vesting date. These shares have no expiration date.
- F2The shares reported include 949 shares of restricted stock subject to vesting conditions.