SEC Form 4 · accession 0001209191-15-047669

PHARMACYCLICS INC · PCYC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Robert W Duggan

Officer — Chairman and CEO · Director · 10% Owner

Period of report

May 26, 2015

Accepted (ET)

May 28, 2015 · 6:30 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000949699

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Mar 17, 2015	G	152,635	$0.00	D	13,230,316	D
Common Stock^F1	Mar 18, 2015	G	4,785	$0.00	D	13,225,531	D
Common Stock^F1,F2	May 26, 2015	U	13,225,531	$261.25	D	0	D
Common Stock^F2,F3,F4	May 26, 2015	U	21,908	$261.25	D	0	I	By Trust
Common Stock^F2,F3,F5	May 26, 2015	U	21,908	$261.25	D	0	I	By Trust
Common Stock^F2,F3,F6	May 26, 2015	U	21,908	$261.25	D	0	I	By Trust
Common Stock^F2,F3,F7	May 26, 2015	U	21,908	$261.25	D	0	I	By Trust
Common Stock^F2,F3,F8	May 26, 2015	U	21,908	$261.25	D	0	I	By Trust
Common Stock^F2,F3,F9	May 26, 2015	U	21,908	$261.25	D	0	I	By Trust
Common Stock^F2,F3,F10	May 26, 2015	U	21,908	$261.25	D	0	I	By Trust
Common Stock^F2,F3	May 26, 2015	U	8,404	$261.25	D	0	I	By Child
Common Stock^F2,F3	May 26, 2015	U	8,404	$261.25	D	0	I	By Child
Common Stock^F2,F3	May 26, 2015	U	8,404	$261.25	D	0	I	By Child
Common Stock^F2,F3	May 26, 2015	U	8,404	$261.25	D	0	I	By Child
Common Stock^F3	May 26, 2015	U	8,404	$261.25	D	0	I	By Child
Common Stock^F2,F11	May 26, 2015	U	170,379	$261.25	D	0	I	Managed Accounts

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1Includes (i) 1,020,756 shares owned by Mr. Duggan's spouse; (ii) 5,421 shares owned by Blazon Corp. ("Blazon"), as the sole stockholder of Blazon, Mr. Duggan may be deemed to beneficially own the shares owned by Blazon; (iii) 283,784 shares owned by MultiAccess Computing Corp. ("MultiAccess"), as the sole stockholder of MultiAccess, Mr. Duggan may be deemed to beneficially own the shares owned by MultiAccess,; (iv) 161,760 shares held in irrevocable trusts for the benefit of Mr. Duggan's children (for which neither Mr. Duggan nor any immediate family members of Mr. Duggan are trustees) as additionally individually listed in the boxes below and as further described in footnotes 2 through 9; and (v) 42,020 shares directly owned by certain of Mr. Duggan's children as additionally individually listed in the boxes below. Mr. Duggan disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F10Shares directly owned by Diana Star Duggan Trust, an irrevocable trust. Neither Mr. Duggan nor any immediate family members of Mr. Duggan are trustees of the Diana Star Duggan Trust.
F11Shares held in managed accounts pursuant to agreements with Robert W. Duggan & Associates ("RWD&A"), of which Robert W. Duggan is a principal. Mr. Duggan disclaims beneficial ownership of such Shares except to the extent of his pecuniary interest therein.
F2Price reflects aggregate per share consideration paid pursuant to the Tender Offer.
F3Mr. Duggan disclaims beneficial ownership of such Shares except to the extent of his pecuniary interest therein.
F4Shares directly owned by David Michael Duggan Trust, an irrevocable trust. Neither Mr. Duggan nor any immediate family members of Mr. Duggan are trustees of the David Michael Duggan Trust.
F5Shares directly owned by Daniel Douglas Duggan Trust, an irrevocable trust. Neither Mr. Duggan nor any immediate family members of Mr. Duggan are trustees of the Daniel Douglas Duggan Trust.
F6Shares directly owned by Dylan Duke Duggan Trust, an irrevocable trust. Neither Mr. Duggan nor any immediate family members of Mr. Duggan are trustees of the Dylan Duke Duggan Trust.
F7Shares directly owned by Diamond Augustus Duggan Trust, an irrevocable trust. Neither Mr. Duggan nor any immediate family members of Mr. Duggan are trustees of the Diamond Augustus Duggan Trust.
F8Shares directly owned by Dante Eon Duggan Trust, an irrevocable trust. Neither Mr. Duggan nor any immediate family members of Mr. Duggan are trustees of the Dante Eon Duggan Trust.
F9Shares directly owned by Dsara Ann Duggan Trust, an irrevocable trust. Neither Mr. Duggan nor any immediate family members of Mr. Duggan are trustees of the Dsara Ann Duggan Trust.