SEC Form 4 · accession 0001513162-15-000276
CDTI ADVANCED MATERIALS, INC. · CDTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pedro J. Lopez-Baldrich
Officer — General Counsel
Period of report
May 20, 2015
Accepted (ET)
May 21, 2015 · 5:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000949428
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $1.96 | May 20, 2015 | A | 42,811 | A | May 20, 2016 | May 20, 2025 | Common Stock | 42,811 | 42,811 | D |
Explanation of responses
- F1Stock option vests as to 1/3 on each of the first, second and third anniversaries of the date of grant.