SEC Form 4 · accession 0001296734-18-000001
CDTI ADVANCED MATERIALS, INC. · CDTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tracy A Kern
Officer — CFO and Secretary
Period of report
Jul 25, 2018
Accepted (ET)
Jul 27, 2018 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000949428
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 25, 2018 | P | 10,000 | $0.50 | A | 20,000 | D |
Table II — derivative securities
No Table II lines on this filing.