SEC Form 4 · accession 0001179110-15-016673

CDTI ADVANCED MATERIALS, INC. · CDTI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Dec 18, 2015

Accepted (ET)

Dec 22, 2015 · 7:07 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000949428

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Dec 18, 2015	M	7,537	$0.00	A	32,721	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Share Units^F3,F4	—	Dec 18, 2015	M	7,537	D	—	—	Common Stock	7,537	0	D

F1Shares of Common Stock acquired upon settlement of Restricted Share Units (RSUs) granted May 20, 2015 pursuant to the Clean Diesel Technologies, Inc. (CDTI) Stock Incentive Plan.
F2The total holdings include 7,538 shares underlying restricted stock units and share equivalent units that were previously reported in Table II.
F3Each RSU represents a contingent right to receive one share of CDTI's common stock.
F4RSU vests as to 50% on November 20, 2015, settlement of which was delayed until December 18, 2015, and 50% on the earlier of 1) May 20, 2016, or 2) immediately prior to the commencement of the CDTI's 2016 annual meeting of stockholders, in each case as long as the reporting person has continuously remained a director of, or consultant to, CDTI through such date. Issuance to occur as soon as practicable following the date of vesting, or as otherwise determined by the Compensation and Nominating Committee and subject to compliance with CDTI's Insider Trading Policy, but in all cases within two and one-half months following the end of CDTI's tax year that includes the date such RSUs vest.

Exhibit 24 Power of Attorney