SEC Form 4 · accession 0001104659-18-053986
CDTI ADVANCED MATERIALS, INC. · CDTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lon E Bell
Director
Period of report
Aug 24, 2018
Accepted (ET)
Aug 28, 2018 · 5:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000949428
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Aug 24, 2018 | A | 76,923 | A | — | — | Common Stock | 76,923 | 76,923 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of CDTI Advanced Materials, Inc. common stock.
- F2The shares shall vest in full on the earlier of (i) the day prior to the first annual meeting of stockholders following the grant and (ii) August 24, 2019.