SEC Form 4 · accession 0001104659-18-029428
CDTI ADVANCED MATERIALS, INC. · CDTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mungo Park
Director
Period of report
Apr 29, 2018
Accepted (ET)
May 1, 2018 · 5:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000949428
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 29, 2018 | A | 35,000 | $0.00 | A | 41,544 | D | |
| Common StockF2 | Apr 29, 2018 | A | 8,333 | $0.00 | A | 49,877 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Adjusted to give effect to the one-for-five reverse stock split of the Issuer's common stock that occurred on July 22, 2016.
- F2Represents a grant of restricted stock units, which vests 100% on the earlier of (i) the day prior to the first annual meeting of the stockholders following the grant and (ii) July 31, 2018.
Remarks
Exhibit 24 Power of Attorney filed herewith.