SEC Form 4/A · accession 0001209191-15-013855
CRAY INC · CRAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Daniel C Regis
Director
Period of report
May 2, 2013
Accepted (ET)
Feb 13, 2015 · 6:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000949158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3,F4,F5 | May 2, 2013 | S | 25,000 | $17.4856 | D | 38,097 | I | By Regis Investments, L.P. |
| Common StockF1 | holding | — | — | — | 10,483 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amendment is being filed solely to include the total direct share holdings of the reporting person, which were inadvertently included in the reporting person's indirect holdings on the original Form 4 filed with the Securities and Exchange Commission on May 2, 2013 (see footnote (4)). No new transactions are being reported herein.
- F2The sales reported were effected pursuant to Rule 10b5-1 trading plan previously adopted by the reporting person.
- F3The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.20 to $18.00 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securties and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).
- F4This amendment is being filed solely to update the total indirect share holdings reported in this line. The reporting person's original Form 4 filed with the Securities and Exchange Commission on May 2, 2013 inadvertently included in this amount the shares that at such time were held directly by the reporting person (see footnote (1)). No new transactions are being reported herein.
- F5The reporting person is one of the general partners of Regis Investments, L.P.