SEC Form 4 · accession 0000949157-19-000010
CENTURY ALUMINUM CO · CENX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michelle Harrison
Officer — Sr. VP Finance & Treasurer
Period of report
Dec 31, 2018
Accepted (ET)
Jan 3, 2019 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000949157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 31, 2018 | F | 3,086 | $7.31 | D | 47,918 | D | |
| Common StockF3,F4 | Jan 1, 2019 | A | 8,169 | $0.00 | A | 56,087 | D | |
| Common StockF5 | holding | — | — | — | 353 | I | By 401(k) plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reports shares withheld by the Issuer to satisfy tax obligations in connection with the vesting of performance share units granted to the Reporting Person.
- F2Includes unvested performance share units granted to the Reporting Person pursuant to Issuer's 2017-2019 and 2018-2020 Long-Term Incentive Plans under Rule 16b-3(d).
- F3Represents time vesting performance share units granted to the Reporting Person in connection with the Issuer's 2019-2021 Long-Term Incentive Plan under Rule 16b-3(d), all of which will vest in the ordinary course on the last day of the Plan Period, December 31, 2021.
- F4Includes unvested performance share units granted to the Reporting Person pursuant to Issuer's 2017-2019, 2018-2020 and 2019-2021 Performance Share Programs under a Rule 16b-3(d) plan.
- F5As reported by 401(k) plan trustee on December 31, 2018.