SEC Form 4 · accession 0000949157-17-000048
CENTURY ALUMINUM CO · CENX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael A Bless
Officer — President and CEO · Director
Period of report
May 25, 2017
Accepted (ET)
May 26, 2017 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000949157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 25, 2017 | M | 27,618 | $6.55 | A | 374,952 | D | |
| Common StockF2,F1 | May 25, 2017 | S | 27,618 | $14.88 | D | 347,334 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $6.55 | May 25, 2017 | A | 27,618 | A | Jun 7, 2011 | May 4, 2019 | Common Stock | 27,618 | 0 | D |
Explanation of responses
- F1Includes unvested time vesting performance share units granted to the Reporting Person pursuant to Issuer's 2015-2017, 2016-2018 and 2017-2019 Long-Term Incentive Plans under Rule 16b-3(d).
- F2This transaction was executed in multiple trades at prices ranging from $14.80 to $14.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.