SEC Form 4 · accession 0000949157-17-000009
CENTURY ALUMINUM CO · CENX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John E. Hoerner
Officer — EVP - N. American Operations
Period of report
Dec 31, 2016
Accepted (ET)
Jan 4, 2017 · 3:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000949157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 31, 2016 | F | 4,170 | $8.56 | D | 84,545 | D | |
| Common StockF3,F4 | Jan 1, 2017 | A | 18,751 | $0.00 | A | 103,296 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reports shares withheld by the Issuer to satisfy tax obligations in connection with the vesting of performance share units granted to the Reporting Person.
- F2Includes unvested time vesting performance share units granted to the Reporting Person pursuant to Issuer's 2015-2017 and 2016-2018 Long-Term Incentive Plans under Rule 16b-3(d).
- F3Represents time vesting performance share units granted to the Reporting Person in connection with the Issuer's 2017-2019 Long-Term Incentive Plan under Rule 16b-3(d), all of which will vest in the ordinary course on the last day of the Plan Period, December 31, 2019.
- F4Includes unvested performance share units granted to the Reporting Person pursuant to Issuer's 2015-2017, 2016-2018 and 2017-2019 Performance Share Programs under a Rule 16b-3(d) plan.