SEC Form 4 · accession 0000949157-16-000207
CENTURY ALUMINUM CO · CENX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jarl Berntzen
Director
Period of report
Jun 28, 2016
Accepted (ET)
Jun 29, 2016 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000949157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jun 28, 2016 | A | 19,775 | $0.00 | A | 88,566 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes (i) 12,930 performance shares granted to the reporting person on June 28, 2016 pursuant to a Rule 16b-3(d) plan representing the annual grant of service based performance shares made to directors which vest on the one year anniversary of the grant date or earlier upon the occurrence of certain other events and (ii) 6,845 performance shares granted to the reporting person on June 28, 2016 pursuant to a Rule 16b-3(d) plan representing the reporting person's annual retainer which will vest in four equal quarterly installments.
- F2Settlement of the performance shares has been deferred until the termination of the reporting person's service as a director of the Company.
- F3Includes deferred performance share units to the Reporting Person in connection with previous annual grants of Performance Shares made to the Reporting Person pursuant to a Rule 16b-3(d) plan.