SEC Form 4/A · accession 0000949157-15-000120
CENTURY ALUMINUM CO · CENX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jarl Berntzen
Director
Period of report
Sep 2, 2015
Accepted (ET)
Nov 30, 2015 · 5:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000949157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3,F4 | Sep 2, 2015 | A | 19,037 | $0.00 | A | 68,791 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes (i) 12,447 performance shares granted to the reporting person on September 2, 2015 pursuant to a Rule 16b-3(d) plan representing the annual grant of service based performance shares made to directors which vest on the one year anniversary of the grant date or earlier upon the occurrence of certain other events and (ii) 6,590 performance shares granted to the reporting person on September 2, 2015 pursuant to a Rule 16b-3(d) plan representing the reporting person's annual retainer which will vest in four equal quarterly installments.
- F2Settlement of the performance shares has been deferred until the termination of the reporting person's service as a director of the Company.
- F3Reports a correction in the number of shares granted to the Reporting Person.
- F4Includes deferred performance share units to the Reporting Person in connection with previous annual grants of Performance Shares made to the Reporting Person pursuant to a Rule 16b-3(d) plan.