SEC Form 4 · accession 0001209191-19-008908
DIAMOND OFFSHORE DRILLING, INC. · DO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Roth
Officer — Senior Vice President
Period of report
Feb 7, 2019
Accepted (ET)
Feb 11, 2019 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000949039
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 7, 2019 | A | 5,650 | — | A | 7,075 | D | |
| Common Stock | Feb 7, 2019 | F | 1,676 | $10.36 | D | 5,399 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported shares of common stock represent shares issuable pursuant to performance stock units awarded on April 1, 2016 that vested on February 7, 2019 upon determination of the level of attainment of the performance goals following the performance period and the number of performance stock units eligible to vest. The shares of common stock are deliverable by the company to the reporting person within two and one-half months following the end of the performance period ended December 31, 2018.
- F2The shares were received for no consideration upon the satisfaction of performance criteria underlying the award of performance stock units.