SEC Form 4 · accession 0001209191-18-060725
DIAMOND OFFSHORE DRILLING, INC. · DO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Roth
Officer — Senior Vice President
Period of report
Dec 1, 2018
Accepted (ET)
Dec 4, 2018 · 12:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000949039
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 1, 2018 | M | 1,884 | — | A | 1,884 | D | |
| Common Stock | Dec 1, 2018 | F | 459 | $12.60 | D | 1,425 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Dec 1, 2018 | M | 1,884 | D | — | — | Common Stock | 1,884 | 1,883 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2The restricted stock units that were awarded on December 1, 2016 vest in two equal installments on December 1, 2018 and December 1, 2019. One share of common stock will be delivered with respect to each vested restricted stock unit within 30 days after the applicable vesting date.