SEC Form 4 · accession 0001209191-16-106645
DIAMOND OFFSHORE DRILLING, INC. · DO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc Gerard Rex Edwards
Officer — President and C.E.O. · Director
Period of report
Mar 3, 2016
Accepted (ET)
Mar 7, 2016 · 5:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000949039
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 3, 2016 | M | 18,880 | — | A | 29,687 | D | |
| Common Stock | Mar 3, 2016 | F | 7,923 | $22.74 | D | 21,764 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F3 | — | Mar 3, 2016 | M | 18,880 | D | — | — | Common Stock | 18,880 | 18,876 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2Includes restricted stock units representing dividend equivalent rights that accrued, in the form of additional restricted stock units, as a result of payment of cash dividends in respect of previously awarded restricted stock units that were earned on January 29, 2015, and vest proportionately with such earned restricted stock units.
- F3The earned restricted stock units vest in three equal annual installments beginning March 3, 2015.