SEC Form 4 · accession 0001437749-26-028653
SMITH MICRO SOFTWARE, INC. · SMSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William W Smith Jr.
Officer — Executive Chairman · Director · 10% Owner
Period of report
Aug 19, 2026
Accepted (ET)
Aug 20, 2026 · 6:34 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000948708
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1,F2 | Aug 19, 2026 | F | 963 | $2.87 | D | 57,741 | D | |
| Common stockF2 | holding | — | — | — | 1,103,535 | I | Smith Living Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld, at an average vesting price of $2.87 per share, for the payment of income taxes.
- F2Effective at 11:59pm ET on June 4, 2026, Smith Micro Software, Inc. effected a 1:5 reverse stock split. Shareholdings reported herein reflect the effects of the reverse stock split.