SEC Form 4 · accession 0001209191-19-010438
SMITH MICRO SOFTWARE, INC. · SMSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy C. Huffmyer
Officer — Chief Financial Officer
Period of report
Feb 12, 2019
Accepted (ET)
Feb 14, 2019 · 7:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000948708
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 12, 2019 | A | 125,000 | $0.00 | A | 294,567 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock subject to time-based and performance-based vesting. 50% of shares vest in equal monthly installments over 48 months, subject to continuing employment. 50% of shares vest subject to satisfaction of 2019 financial performance criteria, with 25% of such amount to vest approximately March 2020 and the remainder in equal monthly installments over the next 36 months.