SEC Form 4 · accession 0001209191-18-021952
SMITH MICRO SOFTWARE, INC. · SMSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William W Smith Jr.
Officer — President & CEO · Director · 10% Owner
Period of report
Mar 27, 2018
Accepted (ET)
Mar 28, 2018 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000948708
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 27, 2018 | F | 6,639 | $2.24 | D | 516,552 | D | |
| Common Stock | holding | — | — | — | 455,028 | I | The William W. Smith Jr. Revocable Trust | |
| Common StockF2 | holding | — | — | — | 6,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld, at an average vesting price of $2.24 per share, for payment of income taxes
- F2Held in the William W. Smith, Jr. IRA