SEC Form 4 · accession 0001209191-17-054313
SMITH MICRO SOFTWARE, INC. · SMSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William W Smith Jr.
Officer — President & CEO · Director
Period of report
Sep 27, 2017
Accepted (ET)
Sep 28, 2017 · 6:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000948708
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 27, 2017 | F | 7,254 | $1.17 | D | 405,444 | D | |
| Common Stock | holding | — | — | — | 455,028 | I | The William W. Smith Jr. Revocable Trust | |
| Common StockF2 | holding | — | — | — | 6,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld, at an average vesting price of $1.17 per share, for payment of income taxes
- F2Held in the William W. Smith, Jr. IRA