SEC Form 4 · accession 0001209191-16-143264
SMITH MICRO SOFTWARE, INC. · SMSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Yasbek
Officer — VP & Chief Financial Officer
Period of report
Sep 28, 2016
Accepted (ET)
Sep 30, 2016 · 2:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000948708
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 28, 2016 | F | 3,058 | $2.52 | D | 111,155 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld, at an average vesting price of $2.52 per share, for payment of income taxes
- F2On August 17, 2016, Smith Micro Software Inc effected a 1 for 4 reverse stock split. The number of shares reported throughout this Form 4 have been adjusted to reflect the stock split.