SEC Form 4 · accession 0001209191-15-023009
SMITH MICRO SOFTWARE, INC. · SMSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas G Campbell
Director
Period of report
Mar 3, 2015
Accepted (ET)
Mar 5, 2015 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000948708
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 3, 2015 | S | 5,000 | $1.5008 | D | 23,000 | D | |
| Common Stock | Mar 4, 2015 | M | 5,000 | $1.06 | A | 28,000 | D | |
| Common Stock | Mar 4, 2015 | S | 5,000 | $1.52 | D | 23,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $1.06 | Mar 4, 2015 | M | 5,000 | A | Jun 5, 2014 | Jun 4, 2024 | Common Stock | 5,000 | 0 | D |