SEC Form 5 · accession 0001209191-15-010497
SMITH MICRO SOFTWARE, INC. · SMSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William W Smith Jr.
Officer — President & CEO · Director
Period of report
Dec 31, 2014
Accepted (ET)
Feb 6, 2015 · 6:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000948708
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 24, 2014 | G | 3,000 | $0.00 | D | 1,817,115 | I | The William W. Smith, Jr. Revocable Trust |
| Common Stock | holding | — | — | — | 1,418,840 | D | ||
| Common StockF1 | holding | — | — | — | 24,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Held in the William W. Smith, Jr. IRA