SEC Form 4 · accession 0001547522-17-000036
COATES INTERNATIONAL LTD · COTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Barry C Kaye
Officer — Treasurer and CFO · Director
Period of report
Feb 22, 2017
Accepted (ET)
Feb 24, 2017 · 2:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000948426
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 22, 2017 | M | 1,322,000 | $0.00 | A | 55,498,358 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series B Convertible Preferred StockF1,F2 | $0.00 | Feb 22, 2017 | C | 1,322 | D | — | — | Common Stock | 1,322,000 | 87,109 | D |
Explanation of responses
- F1379 Shares became exercisable on 1/14/17 658 Shares became exercisable on 1/29/17 335Shares became exercisable on 2/19/17
- F2There is no expiration date.