SEC Form 4 · accession 0001547522-17-000002
COATES INTERNATIONAL LTD · COTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry C Kaye
Officer — Secretary and Pres. Tech. Div. · Director
Period of report
Dec 31, 2016
Accepted (ET)
Jan 3, 2017 · 9:43 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000948426
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 31, 2016 | M | 184,000 | $0.00 | A | 4,276,358 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series B Convertible Preferred StockF1 | $0.00 | Dec 31, 2016 | C | 184 | D | Dec 31, 2016 | — | Common Stock | 184,000 | 82,701 | D |
Explanation of responses
- F1There is no expiration date.