SEC Form 4 · accession 0001547522-16-000344
COATES INTERNATIONAL LTD · COTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George J. Coates
Officer — President and CEO · Director · 10% Owner
Period of report
Dec 16, 2016
Accepted (ET)
Dec 20, 2016 · 5:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000948426
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 16, 2016 | M | 115,006,000 | $0.00 | A | 939,051,859 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series B Convertible Preferred StockF1 | $0.00 | Dec 16, 2016 | C | 115,006 | D | Jul 3, 2016 | — | Common Stock | 115,006,000 | 16,160,446 | D |
Explanation of responses
- F1There is no expiration date.