SEC Form 4/A · accession 0001547522-16-000343
COATES INTERNATIONAL LTD · COTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Barry C Kaye
Officer — Treasurer and CFO · Director
Period of report
Dec 16, 2016
Accepted (ET)
Dec 20, 2016 · 5:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000948426
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 16, 2016 | M | 2,792,000 | $0.00 | A | 4,092,358 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series B Convertible Preferred StockF1 | $0.00 | Dec 16, 2016 | C | 2,792 | D | Dec 16, 2016 | — | Common Stock | 2,792,000 | 81,398 | D |
Explanation of responses
- F1There is no expiration date.