SEC Form 4/A · accession 0001140361-17-016650
FIRST BANCSHARES INC /MS/ · FBMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
M Ray Cole Jr.
Officer — PRESIDENT AND CEO · Director
Period of report
Dec 30, 2016
Accepted (ET)
Apr 25, 2017 · 11:37 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000947559
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| SERIES E NONVOTING CONVERTIBLE PREFERRED STOCKF1 | Dec 30, 2016 | D | 2,000 | — | D | 0 | D | |
| COMMON STOCKF1 | Dec 30, 2016 | A | 2,000 | — | A | 65,136 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The company's Mandatorily convertible, Nonvoting, Noncumulative Preferred Stock, Series E, was mandatorily converted on a 1-for-1 basis into shares of The First Bancshares, Inc.'s Common Stock on 12-30-16, following shareholder approval of the issuance of the underlying Common Stock on 12-29-16. All shares of the Mandatorily convertible, Nonvoting, Noncumulative Preferred Stock, Series E, are being surrendered to the company and have resumed the status of authorized and unissued preferred stock.